The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

WASHINGTON-- ( BUSINESS WIRE )--FINRA’s Board of Governors met on February 25-26. The agenda included electing a new Board ...

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, ...

Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...

Survey offers a fresh glimpse into the vulnerabilities that scammers exploit, and how targeted strategies against financial ...