Robinhood, Settle FINRA Investigation

Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets , the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood CEO Tenev Says Financial Regulation Good for the Firm
Robinhood Markets Inc. Chief Executive Officer Vlad Tenev said that his firm, which has been probed by US financial regulators over its cryptocurrency operations, benefits from government oversight.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood, Schwab, Other Financial Stocks Sell Off Sharply Amid Market Slump
Interactive Brokers’ stock declined nearly 10% while shares of Charles Schwab, one of the nation’s largest wealth management ...
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...
Coinbase and Robinhood Didn’t Make the S&P 500. They May Be Too Volatile.
S&P Dow Jones Indices revealed its quarterly changes to the index last week. A key volatility metric could be the reason why ...
Robinhood Stock Jumps as Uniswap Deal Boosts Crypto Access
Robinhood (HOOD) stock surged 2.4% at the start of regular trading hours today as investors reacted to its latest ...
Coinbase and Robinhood didn't make it into the S&P 500. Their stocks are taking a hit.
Coinbase Global and Robinhood Markets both fit the criteria for entry into the S&P 500, but neither company made it into the index in the latest rebalancing, announced Friday. That's putting pressure ...
Robinhood Launches Trivia With 'Quiz Daddy' Scott Rogowsky: Will Bitcoin Giveaway Help Boost Gold Subscribers?
Stock and crypto brokerage Robinhood Markets Inc (NASDAQ:HOOD) launched a new trivia game that gave away $1 million in ...
Robinhood Markets to launch broader events trading offering this year
When Robinhood Markets (NASDAQ:HOOD) launched its CFTC-regulated trading contracts for the presidential election, "demand for ...