Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...
Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial ...
Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...
(Bloomberg) -- Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential ...
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
ROBINHOOD Markets, the online trading platform, agreed to pay US$29.75 million to resolve several Financial Industry ...
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...
The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...
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