Robinhood, FINRA

Robinhood Agrees to Pay $26M for FINRA Allegations Settlement
Robinhood Financial and Robinhood Securities — have to pay $26 million to settle Financial Industry Regulatory Authority (“FINRA”) allegations for failing to respond to red flags about potential misconduct and not verifying the identities of thousands of customers.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ...
Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...
Law14d
Robinhood Says SEC Closed Investigation Into Company's Crypto Division
The U.S. Securities and Exchange Commission has closed its investigation into the crypto division of Robinhood Markets Inc., the company stated in a blog post Monday morning. The SEC said ...
CNBC on MSN12d
Robinhood CEO talks SEC lawsuit dismissal: ‘It's nice to not have to play as much defense'
In a Tuesday interview with CNBC’s Jim Cramer, Robinhood CEO Vlad Tenev praised the new administration’s attitude towards ...
UPI14d
SEC drops investigation into Robinhood crypto, will take no further action
24 (UPI) --Robinhood on Monday said the U.S. Securities and Exchange Commission ended its investigation ... corporate affairs officer for Robinhood Markets, Inc., said Monday.
AMBCrypto3d
Robinhood CEO backs blockchain integration ahead of Crypto Summit
Robinhood aims to bridge traditional and decentralized finance, challenging outdated financial infrastructure.
Nasdaq plans to launch 24-hour trading in 2026: Why is the US tech-heavy index choosing round-the-clock trade?
In February, Cboe announced its intention to expand U.S. equities trading to a 24-hour, five-days-a-week format, while ICE is ...