Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
NBC New York7d
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission said ... to participate in U.S. and global financial markets," Moskowitz said. "We look forward to working with the SEC under a new administration." ...
TheStreet.com2y
What is the New York Stock Exchange (NYSE) & how does it work?
The New York Stock Exchange (NYSE) is the biggest stock exchange ... The NYSE lists over 2,000 U.S. and international stocks—for the current lineup, check the directory on its website.
ABC News7d
Court tells SEC to lay out why it has declined Coinbase's request for crypto regulations
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain ... it is currently pursuing and that developing new rules would take it away from other duties ...
New York Stock Exchange is extending its trading hours to meet growing demand in the Robinhood era
In a game-changing move, the New York ... U.S.-listed companies and funds to investors in time zones across the globe.” The ...
UPI6d
SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases
14 (UPI) --The U.S. Securities and Exchange Commission is suing Elon Musk for ... President-elect Donald Trump's inauguration and Musk's new role as co-leader of the proposed Department of ...