Advisors and insurance agents still hold seminars. Your relatives and clients, on occasion, still receive mailings for dinner ...

The SEC is looking into allegations that Michael Watkins "may have been running a Ponzi scheme or may have misappropriated ...

The deal helps solve the supply-demand gap for advice, the Vanguard chief told Creative Planning CEO Peter Mallouk.

WalletHub ranked 182 cities on affordability, activities, quality of life and healthcare.

Tax-aware long-short SMAs, which anticipate stock gains and losses, feature borrowing and short-selling.

What You Need To Know Forbes and Shook Research have suspended all rankings and events for the remainder of 2026. Last week, Morgan Stanley announced they were suspending the use of the rankings.

Merger-and-acquisition activity within the RIA industry remained robust in the first half of 2026, Fidelity reported Wednesday.

What You Need To Know Kevin A. Brown, who has been in the industry for four decades, is an advisor with Charles Stephen and Co. in Albuquerque, New Mexico. Brown said he was able to double his AUM in ...

"We want to continue attracting advisors who fit our culture and helping them build successful businesses," Conte said. "LPL gives us the scale, technology and resources necessary to do that. Just as ...

The SEC on Thursday filed 38 civil complaints against the purported firms, alleging that they made material ...

In a lette shared with ThinkAdvisor, Blake Eggemeyer, chief marketing officer of Shook Research, stated that it would focus on relaunching the rankings business under a new brand in 2027. Fallout ...

The SEC plan would modernize the regulations around custody of advisor assets, including crypto assets, the filing at OMB ...