Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 ...

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and ...

The federal government shot back at a securities broker-dealer facing disciplinary proceedings by the Financial Industry ...

Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, ...

FINRA has ordered Robinhood ( HOOD) Financial to pay $3.75M to its customers, and fined Robinhood Financial and Robinhood Securities $26M for violating numerous FINRA rules, including failing to ...

The UBS clients alleged that from September 2019 to July 2020 Burish “recommended an unsuitable and risky strategy of selling ...

Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back ...

WASHINGTON-- ( BUSINESS WIRE )--FINRA’s Board of Governors met on February 25-26. The agenda included electing a new Board ...