The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...
Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...
Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...
Stockholder voting rights allow shareholders to vote on major corporate decisions and actions. Understand why these votes ...
A weekslong dustup over proxy voting for new parents in the House came to an end Tuesday despite a last-ditch effort from one of its chief proponents. “Congress is stuck doing things the way that we ...
The president’s comment was a rare instance in which he and House Speaker Mike Johnson were not on the same side of an issue. By Annie Karni Reporting from Washington President Trump on Thursday threw ...
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