Robinhood, FINRA Probes

Robinhood paying $29.75 million to end US regulator's probes
Robinhood Markets , the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to "red flags" of potential misconduct.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood to Pay $30 Million to Settle Finra Investigation
Two brokerage units of Robinhood Markets have agreed to pay $30 million to settle an investigation by the Financial Industry Regulatory Authority into a range of violations, some of which date back more than a decade.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood to Pay $30 Million for Regulatory Violations, Finra Says
The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential misconduct.
Robinhood Markets, Inc. (HOOD): Among The Stocks With At Least $20 Million In Insider Sales Recently
We recently compiled a list of the 10 Stocks With At Least $20 Million In Insider Sales Recently. In this article, we are ...
Robinhood Markets to launch broader events trading offering this year
When Robinhood Markets (NASDAQ:HOOD) launched its CFTC-regulated trading contracts for the presidential election, "demand for ...
Robinhood Markets (NASDAQ:HOOD) Shares Gap Down on Insider Selling
Robinhood Markets, Inc. (NASDAQ:HOOD – Get Free Report)’s share price gapped down prior to trading on Friday following insider selling activity. The stock had previously closed at $44.84, but opened ...
Stocks to Watch Monday: DoorDash, Tesla, Robinhood
The food-delivery company will join the S&P 500 on March 24, S&P Dow Jones Indices said Friday. Shares gained more than 4% in thin premarket trading. ↘️ Tesla (TSLA): The el ...
Robinhood CEO Tenev Says Financial Regulation Good for the Firm
Robinhood Markets Inc. Chief Executive Officer Vlad Tenev said that his firm, which has been probed by US financial ...
Robinhood Stock Jumps as Uniswap Deal Boosts Crypto Access
Robinhood (HOOD) stock surged 2.4% at the start of regular trading hours today as investors reacted to its latest ...
Robinhood Launches Trivia With 'Quiz Daddy' Scott Rogowsky: Will Bitcoin Giveaway Help Boost Gold Subscribers?
Stock and crypto brokerage Robinhood Markets Inc (NASDAQ:HOOD) launched a new trivia game that gave away $1 million in ...
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CQG to Provide Order Routing Infrastructure for Robinhood Futures Trades
CQG, a global provider of high-performance technology solutions for market makers, traders, brokers, commercial hedgers and ...