With today's wealth management space becoming increasingly commoditized, broker-dealers need smart ways to grow and protect their business. One of the biggest growth challenges? Empowering advisors to ...

As of 2024, the number of Commission-registered broker-dealers has declined by nearly 30% from 4,758 in 2010 to 3,341, signaling significant industry consolidation, according to a new report by the ...

A large and important segment of the securities brokerage industry is composed of broker-dealers that classify their registered representatives as independent contractors. As an independent contractor ...

Discover how brokers are compensated in bond sales, the hidden transaction costs, and what it means for investors. Learn vital insights for better decision-making.

tZERO's broker-dealer is one of only two in the United States to support crypto securities custody and is now a leading provider of institutional custody to other firms that are not approved to ...

Change is inevitable in the financial services industry. Regulations evolve, technology advances, and client needs shift. These dynamics often lead advisors to make one of the biggest decisions in ...