The SEC is now focused on "quality of cases versus quantity," the SEC chairman said during a discussion held as part of the ...

Financial firms continue to struggle to ensure their employees communicate through authorized, monitored channels, even though the rules are widely publicized. "The problem isn't a lack of rules. It's ...

Leaders and employees know they need to keep communications over approved, auditable channels. But an out-of-office message directing a client to ...

A new report from Global Relay, a leading provider of electronic communication compliance and archiving solutions, spotlights the challenges financial services firms face in maintaining compliance ...

Most capital markets professionals in the U.S., U.K. and Europe would like to consolidate all their communications channels into a single platform to simplify correspondence, minimize security risks ...

What does it mean to communicate effectively in an age of multiple channels? Productivity researchers have documented the disruption that flourishes when multiple notifications from multiple ...